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Market Conduct Examination Guidelines (D) Working Group

2024 Membership

The Market Conduct Examination Guidelines (D) Working Group will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the ²»Á¼Ñо¿Ëù¹Ù·½ Conference Call Calendar, and on StateNet.

2025 Charges

  1. The Market Conduct Examination Guidelines (D) Working Group will:

    1. Develop market conduct examination standards, as necessary, for inclusion in the Market Regulation Handbook.
    2. Monitor the adoption and revision of ²»Á¼Ñо¿Ëù¹Ù·½ models, and develop market conduct examination standards to correspond with adopted ²»Á¼Ñо¿Ëù¹Ù·½ models.
    3. Develop updated standardized data requests, as necessary, for inclusion in the Market Regulation Handbook.
    4. Discuss the development of uniform market conduct procedural guidance (e.g., a library, repository, or shared collaborative space with market conduct examination templates, such as an exam call letter, exam exit agenda, etc.) for inclusion in, or for use in conjunction with, the Market Regulation Handbook.
    5. Coordinate with the Innovation, Cybersecurity, and Technology (H) Committee to develop market conduct examiner guidance for the oversight of regulated entities’ use of insurance and non-insurance consumer data and models using algorithms and artificial intelligence (AI).

About the Market Regulation Handbook

The following document provides a summary of the changes between the 2023 and the 2024 editions of the revisedÌýMarket Regulation HandbookÌý—ÌýWhat's New?

To get an idea of what's inside the 2024ÌýMarket Regulation Handbook, click on the following link:

2024 Market Regulation Handbook Table of Contents

How to Order a Copy of the 2024 Market Regulation HandbookÌý(Non-regulator only)

Non-regulator purchasers of the 2024ÌýMarket Regulation HandbookÌýmay access Market Regulation HandbookÌýreference cocuments via their Account Manager login atÌý/account_manager.htm. Interim updates to the 2024 Market Regulation Handbook are included as part of the 2024 Market Regulation Handbook on OSS Bookshelf.

Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Thursday, November 07, 2024
1:00 PM ET, 12:00 PM CT, 11:00 AM MT, 10:00 AM PT
Expected Length of Call: 1 hr


CANCELED Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Wednesday, September 25, 2024
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Wednesday, May 22, 2024
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Tuesday, March 05, 2024
1:00 PM ET, 12:00 PM CT, 11:00 AM MT, 10:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Wednesday, November 08, 2023
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Tuesday, July 18, 2023
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Tuesday, March 28, 2023
11:00 AM ET, 10:00 AM CT, 9:00 AM MT, 8:00 AM PT
Expected Length of Call: 1 hr


Market Conduct Examination Guidelines (D) Working Group

Public Conference Call
Thursday, October 20, 2022
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Length of Call: 1 hr

  • Materials

  • Market Conduct Examination Guidelines (D) Working Group

    Public Conference Call
    Thursday, September 08, 2022
    12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
    Expected Length of Call: 1 hr

  • Materials

  • Market Conduct Examination Guidelines (D) Working Group

    Public Conference Call
    Thursday, July 14, 2022
    12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
    Expected Length of Call: 1 hr

  • Materials

  • Market Conduct Examination Guidelines (D) Working Group

    Public Conference Call
    Thursday, June 09, 2022
    12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
    Expected Length of Call: 1 hr

  • Materials

  • Market Conduct Examination Guidelines (D) Working Group

    Public Conference Call
    Thursday, April 21, 2022
    12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
    Expected Length of Call: 1 hr

  • Materials

  • Insurance Topics

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    Contacts

    Media Inquiries
    (816) 783-8909
    news@naic.org


    Petra Wallace
    Senior Market Regulation Specialist
    816-783-8272

    Lois E. Alexander
    Market Regulation Manager
    816-783-8517

    Please see the current Committee List for a complete list of committee members.